Policy Management

Maintain a centralised, version-controlled policy repository. Track regulatory updates and assess their impact on your policies automatically.

Creating a policy

Navigate to Policies → Create Policy or call:

POST /api/v1/policies
{
  "title": "AML Policy",
  "category": "aml",
  "content": "...",
  "effective_date": "2026-01-01",
  "review_date": "2026-12-31"
}

Version control

Every change to a policy creates a new version. Previous versions are retained in full. You can view the complete change history and compare any two versions.

Regulatory updates

FLD monitors updates from major regulatory bodies (FCA, FinCEN, FATF, EBA, and more). When an update is detected, FLD automatically assesses which of your policies may be affected and generates an impact assessment report.

Policy-entity application

Apply a policy to specific entity types or risk categories. This creates an auditable record that the policy governs those entities and enables compliance monitoring.

Review workflow

Schedule periodic policy reviews. The system tracks review status and sends reminders when a review is due. Approve reviews with an audit-trailed sign-off.